Senior Brand Content Creative - Storytelling, AIGC & Motion
Moomoo
Full time
Compliance Manager (Mat Leave Cover)
Moomoo· AU Branch
About this role
- Support the compliance program to ensure adherence to relevant regulatory registrations, licensing obligations, and compliance requirements within the financial services industry
- Provide compliance guidance on regulatory obligations, AML/CTF requirements, sanctions obligations, and broader compliance matters across day-to-day business activities
- Conduct compliance monitoring activities across business operations, including representatives conduct monitoring, onboarding oversight, and regulatory compliance reviews
- Participate in compliance investigations, regulatory reporting matters, and financial crime related escalations where required
- Support onboarding, due diligence, OCDD / ECDD reviews, and ongoing compliance oversight activities in line with internal policies and regulatory expectations
- Assist in fraud, scam, compliance incident, and regulatory breach investigations, ensuring appropriate escalation, tracking, and reporting
- Support the investigation and resolution of customer complaints, compliance incidents, and potential breaches, including IDR and EDR matters where applicable
- Contribute to the development and delivery of compliance training, awareness initiatives, and governance-related activities
- Draft, review, and update compliance policies, procedures, marketing materials, and internal guidelines to ensure alignment with regulatory requirements and business practices
- Support the ongoing enhancement of the compliance framework, including governance reporting, policy reviews, and monitoring activities
- Conduct compliance monitoring and assist in identifying regulatory and operational risks, including implementation of appropriate controls where required
- Monitor and interpret regulatory developments and assess their impact on the business and broader compliance framework
- Work closely with product, technology, operations, client services, and other business units to support compliance obligations and regulatory alignment
- Bachelor’s degree in Finance, Law, or a related discipline
- Minimum 2+ years’ experience in compliance, preferably within banking, financial services, or fintech
- Strong knowledge of regulatory frameworks, particularly ASIC and AUSTRAC requirements
- Solid understanding of the role of compliance within a financial services organisation
- Experience in one or more of the following areas:
- Regulatory compliance and licensing (ASIC)
- AML/CTF / Financial Crime Compliance (FCC)
- Marketing and financial promotions compliance
- Financial advice compliance
- Complaints handling (IDR/EDR)
- Stockbroking or securities industry
Frequently Asked Questions
Is the salary disclosed for the Compliance Manager (Mat Leave Cover) position at Moomoo?
The salary for this Compliance Manager (Mat Leave Cover) role at Moomoo is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Compliance Manager (Mat Leave Cover) position at Moomoo located?
This Compliance Manager (Mat Leave Cover) role at Moomoo is based in Sydney, New South Wales, Australia. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Is the Compliance Manager (Mat Leave Cover) role at Moomoo full-time or part-time?
This is listed as a Full time position. It is posted as a Compliance Manager (Mat Leave Cover) role in the AU Branch department at Moomoo.
Which team or department does the Compliance Manager (Mat Leave Cover) at Moomoo belong to?
This Compliance Manager (Mat Leave Cover) position is part of the AU Branch department at Moomoo. See the full job description for more information about the team structure and responsibilities.
How do I apply for the Compliance Manager (Mat Leave Cover) position at Moomoo?
Click the "Apply Now" button on this page. You will be redirected to Moomoo's official application portal hosted on workable where you can submit your application directly.
When was the Compliance Manager (Mat Leave Cover) job at Moomoo posted?
This Compliance Manager (Mat Leave Cover) position at Moomoo was posted on May 7, 2026. Apply as soon as possible — early applications are often reviewed first.
Compliance Manager (Mat Leave Cover)
Moomoo
You'll be redirected to Moomoo's official application page on workable.