Experienced/Lateral - Compliance Analyst

fiveringsllc· Compliance
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📍 New York

About this role

About Five Rings

Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today’s global markets. With offices in New York, Boca Raton, London and Amsterdam, Five Rings trades in various domestic and international markets, both established and esoteric. Our team constantly seeks new opportunities, analyzes their risks and rewards, and creates strategies and tools to capitalize on them.

We have an open culture and encourage the flow of knowledge and ideas between all areas of the firm.

About the Role 

A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance  team. The team is charged with establishing, implementing and maintaining adequate policies and  procedures to ensure compliance of the firm with its legal and regulatory obligations. In this position,  tasks will primarily include surveillance and monitoring of trading activity, training and inducting staff,  documenting new policies, managing regulatory reporting and communication, administering existing  policies, and monitoring regulatory developments and best practices.

About You

The candidate must have at least a Bachelor’s degree or equivalent, impeccable professional  background, with a minimum of 2 years of relevant experience in a regulated environment preferred. Ability to work  independently, organization, superior attention to detail, and ability to multitask are required. Strong  knowledge of key compliance areas and strong ability to work with spreadsheets are required. 

Annual Base Salary: $75,000 - $100,000. Base salary does not include discretionary bonus, if eligible, or  benefits. 

Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.

Salary Range:
$75,000—$100,000 USD

Frequently Asked Questions

Is the salary disclosed for the Experienced/Lateral - Compliance Analyst position at fiveringsllc?
The salary for this Experienced/Lateral - Compliance Analyst role at fiveringsllc is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Experienced/Lateral - Compliance Analyst position at fiveringsllc located?
This Experienced/Lateral - Compliance Analyst role at fiveringsllc is based in New York. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Which team or department does the Experienced/Lateral - Compliance Analyst at fiveringsllc belong to?
This Experienced/Lateral - Compliance Analyst position is part of the Compliance department at fiveringsllc. See the full job description for more information about the team structure and responsibilities.
How do I apply for the Experienced/Lateral - Compliance Analyst position at fiveringsllc?
Click the "Apply Now" button on this page. You will be redirected to fiveringsllc's official application portal hosted on greenhouse where you can submit your application directly.
When was the Experienced/Lateral - Compliance Analyst job at fiveringsllc posted?
This Experienced/Lateral - Compliance Analyst position at fiveringsllc was posted on Jan 30, 2025. Apply as soon as possible — early applications are often reviewed first.
Experienced/Lateral - Compliance Analyst
fiveringsllc
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