Head of Compliance (Licensing/ FX brokerage)
hyphenconnect· Legal
About this role
My client is a financial services company and looking for a Head of Compliance / Compliance Officer roles.
Job Description
- Lead the global compliance framework and manage the full licensing lifecycle, acting as the primary liaison with international regulators.
- Establish and enhance risk-based AML/KYC policies, monitor suspicious transactions, and perform MLRO functions to ensure regulatory adherence.
- Review trading instruments and marketing materials to mitigate risks associated with copy trading, automated strategies, and misleading claims.
- Monitor for abnormal trading behaviors such as arbitrage or latency abuse in collaboration with the Risk and Trading teams.
- Develop internal SOPs, support external audits, and ensure global compliance with data protection regulations such as GDPR and PDPA.
Requirements
- Bachelor’s degree in Law, Finance, Risk Management, or a related discipline.
- 3 to 10 years of hands-on experience in compliance within a trading platform, brokerage, or fintech environment.
- Strong familiarity with at least one major regulatory regime (e.g., ASIC, FCA, CySEC, MAS).
- Professional compliance certifications (such as ICA, CAMS) are highly preferred.
- Proven ability to balance regulatory adherence with business growth, possessing strong problem-solving and stakeholder management skills.
Frequently Asked Questions
Is the salary disclosed for the Head of Compliance (Licensing/ FX brokerage) position at hyphenconnect?
The salary for this Head of Compliance (Licensing/ FX brokerage) role at hyphenconnect is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Head of Compliance (Licensing/ FX brokerage) position at hyphenconnect located?
This Head of Compliance (Licensing/ FX brokerage) role at hyphenconnect is based in Malaysia. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Which team or department does the Head of Compliance (Licensing/ FX brokerage) at hyphenconnect belong to?
This Head of Compliance (Licensing/ FX brokerage) position is part of the Legal department at hyphenconnect. See the full job description for more information about the team structure and responsibilities.
How do I apply for the Head of Compliance (Licensing/ FX brokerage) position at hyphenconnect?
Click the "Apply Now" button on this page. You will be redirected to hyphenconnect's official application portal hosted on greenhouse where you can submit your application directly.
When was the Head of Compliance (Licensing/ FX brokerage) job at hyphenconnect posted?
This Head of Compliance (Licensing/ FX brokerage) position at hyphenconnect was posted on Apr 29, 2026. Apply as soon as possible — early applications are often reviewed first.
Head of Compliance (Licensing/ FX brokerage)
hyphenconnect
You'll be redirected to hyphenconnect's official application page on Greenhouse.