Investment Compliance Analyst

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About this role

Company Description

We're passionate about recruiting and staffing professionals and guarantee the quality of our resources. We provide contract, contract-to-hire and direct hire professionals. We know the best fit requires the right mindset as well as the right skillset. We aspire to exceed our clients' needs by providing individuals who are doing impactful and fulfilling work. 

Job Description

Summary:

We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act. 

Qualifications:

• Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.

• Excellent attention to detail.

• Bachelor’s Degree is strongly preferred but not required. 

Qualifications

Additional Information

All your information will be kept confidential.

Hubert Magsalin

346-231-7545

Frequently Asked Questions

Is the salary disclosed for the Investment Compliance Analyst position at psgglobalsolutions2?
The salary for this Investment Compliance Analyst role at psgglobalsolutions2 is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Investment Compliance Analyst position at psgglobalsolutions2 located?
This Investment Compliance Analyst role at psgglobalsolutions2 is based in Charlotte, Charlotte, NC, United States, NC, us. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Is the Investment Compliance Analyst role at psgglobalsolutions2 full-time or part-time?
This is listed as a Contract position. It is posted as a Investment Compliance Analyst role at psgglobalsolutions2.
How do I apply for the Investment Compliance Analyst position at psgglobalsolutions2?
Click the "Apply Now" button on this page. You will be redirected to psgglobalsolutions2's official application portal hosted on smartrecruiters where you can submit your application directly.
When was the Investment Compliance Analyst job at psgglobalsolutions2 posted?
This Investment Compliance Analyst position at psgglobalsolutions2 was posted on Jan 26, 2016. Apply as soon as possible — early applications are often reviewed first.
Investment Compliance Analyst
psgglobalsolutions2
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